Financial Regulatory Licensing

Our Compliance consultant is experienced in advising financial services, fintechs and trading exchanges on local and Asia Pacific regulatory licensing and registration requirements as well assisting with meeting conditions of regulatory approval. 

Services include assistance with:

• Preparing and gathering the required documentation for the license application.
• Submission of the license application to the regulator.
• Handling regulatory queries on your license application.
• Assistance with the design and implementation of licensing requirements and obligations into practice.
• Ongoing compliance advisory support during the application process and after the license has been granted.

Markets experience: 

• Australia (ASIC) - Financial Services, Financial Markets.
• Singapore (MAS) - Capital Markets, Banking, Payment Systems, Digital Assets.
• Other Asia Pacific Financial Markets, e.g. Hong Kong, Japan, Malaysia.

If you would like to learn more about our services, need help with your regulatory licensing application, regulatory queries or obligations, please contact us.